SEC-Compliant Advisory Agreement Review

I have a draft strategic advisory agreement for a business-consultancy engagement and need it examined through three lenses: 1) full compliance with applicable SEC rules, 2) sound, market-standard commercial terms, and 3) clear identification and mitigation of any legal or operational risks.

Because the advisor and several prospective clients are based in Texas, familiarity with both federal securities regulation and the Texas Business & Commerce Code is essential. I am not supplying legacy contracts or internal policies—only this single agreement—so your review must be self-contained and reference the relevant statutes and precedents directly.

Deliverables
• Returned agreement marked up in track-changes (Word) showing every recommended edit
• A brief memo (1-3 pages) summarizing all compliance checks, key commercial observations, and flagged risks, each tied to the specific clause you propose to amend
• written Q&A to resolve any follow-up points

Turnaround within five business days is preferred, but let me know if a different schedule would produce a more thorough review.